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Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions

Iris H-Y Chiu
4.9/5 (29524 ratings)
Description:This book examines a key aspect of the post-financial crisis reform package in the EU and UK; the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. The book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control, and it proposes an alternative strategy to enhance the 'governance' effectiveness of internal control. [Subject: European Law, Banking Law, Finance Law]We have made it easy for you to find a PDF Ebooks without any digging. And by having access to our ebooks online or by storing it on your computer, you have convenient answers with Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions. To get started finding Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions, you are right to find our website which has a comprehensive collection of manuals listed.
Our library is the biggest of these that have literally hundreds of thousands of different products represented.
Pages
Format
PDF, EPUB & Kindle Edition
Publisher
Release
ISBN
1509901396

Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions

Iris H-Y Chiu
4.4/5 (1290744 ratings)
Description: This book examines a key aspect of the post-financial crisis reform package in the EU and UK; the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. The book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control, and it proposes an alternative strategy to enhance the 'governance' effectiveness of internal control. [Subject: European Law, Banking Law, Finance Law]We have made it easy for you to find a PDF Ebooks without any digging. And by having access to our ebooks online or by storing it on your computer, you have convenient answers with Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions. To get started finding Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions, you are right to find our website which has a comprehensive collection of manuals listed.
Our library is the biggest of these that have literally hundreds of thousands of different products represented.
Pages
Format
PDF, EPUB & Kindle Edition
Publisher
Release
ISBN
1509901396

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